North American Securities Administrators Association - PDFSEARCH.IO - Document Search Engine

North American Securities Administrators Association
Results: 518

#	Item
251	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-14 15:55:21 Finance United States securities law Financial system Accredited investor North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Financial economics Financial regulation Investment
252	02 DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION 032 OFFICE OF SECURITIES Chapter 525: RULE REGARDING SMALL COMPANY OFFERING REGISTRATIONS Add to Reading List Source URL: www.maine.gov Language: English - Date: 2007-02-06 11:15:05 73rd United States Congress Finance SEC filings Investment Stock market Securities Act Regulation D Security North American Securities Administrators Association United States securities law United States Securities and Exchange Commission Financial economics
253	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-27 11:29:33 United States securities law Financial regulation Stock market United States Securities and Exchange Commission SEC filings North American Securities Administrators Association U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation D Financial economics Finance Financial system
254	The North American Securities Administrators Association Are you an informed investor? Exchange Traded Funds Exchange Traded Funds (ETFs) have grown increasingly popular among retail Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:47:22 Financial services Institutional investors Funds Inverse exchange-traded fund Mutual fund Hedge fund S&P 500 ETF Securities Source UK Services Investment Financial economics Exchange-traded funds
255	2013 Commodities Rulemaking - Filing of CR-102 Memo Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2013-10-24 13:28:14 Palladium Metal Commodity Precious metal North American Securities Administrators Association Chemistry Matter Goods United States securities law
256	Washington expands the definition of “precious metal” under the Commodities Act of Washington to include palladium and copper Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2014-01-15 19:29:26 Palladium Metal Commodity Precious metal North American Securities Administrators Association Chemistry United States securities law Matter Goods
257	Challenges and Opportunities of Self-Directed IRA Investing An investor awareness webinar presented by: Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:45:15 Professional certification in finance Uniform Combined State Law Exam Uniform Securities Agent State Law Exam United States securities law Financial regulation North American Securities Administrators Association
258	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:53:35 Decision theory Rulemaking Financial regulation U.S. Securities and Exchange Commission Law Dodd–Frank Wall Street Reform and Consumer Protection Act North American Securities Administrators Association Government United States administrative law United States securities law Administrative law
259	The IA Switch A Successful Collaboration to Enhance Investor Protection North American Securities Administrators Association Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:47:01 Financial system Late-2000s financial crisis Financial regulation Investment North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Registered Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics Business
260	January 9, 2004 Barbara Sweeney NASD Office of the Corporate Secretary 1735 K Street, N.W. Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:53:05 U.S. Securities and Exchange Commission Citigroup Economy of New York City Economy of the United States Investment United States securities law Financial regulation North American Securities Administrators Association

UPDATE